What is the SIE Exam?
As mentioned in our previous post, What is on the Series 7 exam, the FINRA has restructured the examination process and implemented a new exam, the Securities Industry Essential exam (“SIE”). On October 1, 2018, the SIE exam will become a prerequisite to all of the FINRA’s representative-level qualification exams (“rep-level exams”). PURPOPSE OF THE SIE EXAM The purpose of the SIE exam is to eliminate the testing of duplicate information that is provided on the rep-level exams. To accomplish this, the duplicate content will be pulled out of the rep-level exams, and will be tested only on the SIE Read more about What is the SIE Exam?[…]