FINRA 2017 Holiday Schedule
The FINRA 2017 Holiday Schedule has been released for trade dates, settlement dates, and margin extensions in 2017. Broker-dealers and municipal securities dealers should consult the schedule when requesting extensions of time for “regular way” transactions effected on dates before and after a holiday when the exchanges are closed. FINRA hopes this schedule will reduce the number of requests for Federal Reserve Board Regulation T and Securities Exchange Act (SEA) Rule 15c3-3 extensions that are denied around holidays due to incorrect due dates specified when the requests are made. Read More…