Benefits of Starting a New Broker-Dealer
Since 2003, we have been assisting firms with starting new broker-dealers and the related registration process with the FINRA, SEC, and MSRB. Some of the types of broker-dealers that we have assisted in starting new firms includeĀ Investment Banking firms;Ā Private Placement firms;Ā Retail firms with clearing relationships; andĀ Merger & Acquisition firms.