Fraudulent Emails Archives - MasterCompliance

Lessons from FINRA’s Cybersecurity Conference

Posted on November 24, 2020November 24, 2020 by SCM Communications

As the end of the year approaches, it is a good time to revisit cybersecurity focus points and remind firms and their representatives of potential weaknesses. Cybersecurity is no longer a big firm program. Cyber-attacks occur from one-man shops to multibillion-dollar financial institutions.

Fraudulent Phishing Emails – A Warning from FINRA

Posted on February 25, 2019September 16, 2019 by SCM Communications

FINRA warns member firms to be on the lookout for a fraudulent phishing emails that are currently circulating. Recently, member firms have reported to FINRA that they have received suspicious emails targeting their compliance personnel.