Broker Dealer Advertising
Has your broker dealer investigated using advertising materials in order to attract new clients, promote a service that your broker dealer provides, or simply tried to establish your firmās brand within the industry? Advertising is a great tool that can increase your broker dealer business opportunities, but it does come with rules and regulations. If you go to the Financial Industry Regulatory Authority ās (āFINRAā) website and search for āadvertisingā guidelines, your brain might possibly explode. It is overwhelming to say the least! There are so many rules set forth by FINRA and the Securities and Exchange Commission (āSECā). Between Read more about Broker Dealer Advertising[…]