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Tag: FinCEN 314b

FinCEN 314(b)

FinCEN 314(b) Program FAQs

Posted on July 14, 2020July 14, 2020 by SCM Communications

Our previous blog post focused on FinCEN’s 314(a) program and what this requirement means for firms. We now switch our focus to the FinCEN 314(b) program and its implications to firms.

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Posted in Anti-Money Laundering, Broker-Dealer, FinCEN Tagged Anti-Money Laundering, Broker-Dealer, FinCEN 314b, Section 314 of the USA PATRIOT Act, USA PATRIOT Act

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