As part of its routine examinations, FINRA will often coordinate with the MSRB to ensure its members are complying with applicable rules. MasterComplaince is posting this blog to remind MSRB members of their obligations and to share recent inquiries.
Millions of investors participate in municipal bond ownership. It pays to do your homework. Learning more about the features and risks of an investment is important for all investors. Investors who own municipal bonds or who are considering adding them to their portfolios have access to a free online library of information. The Electronic Municipal Market Access website (“EMMA”) is the official repository for information for municipal bonds, and can help you learn about, evaluate and monitor over 1.2 million outstanding municipal bonds. Read More…