Brochure Delivery Requirements

Brochure Delivery Requirements

Part 2A of the Form ADV requires advisers to create narrative brochures containing information about the advisory firm. Both federal and state registered advisers must prepare and deliver a brochure to their clients according to the brochure delivery requirements set in 17 CFR ยง 275.204-3 – Delivery of brochures and brochure supplements.

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