SEC Adopts Amendments to Rule 15c2-12 to Improve Municipal Securities Disclosure
In August 2018, the U.S. Securities and Exchange Commission (the [...]
7
11, 2018
23
05, 2017
MSRB Reminds Municipal Advisors of September Deadline to complete Series 50 Exam
As summarized below, the MSRB recently issued a reminder to [...]
20
07, 2016
Recent Revisions to MSRB Rule G-14
On May 22, 2015, the Securities and Exchange Commission (SEC) [...]
17
06, 2016
MSRB Rule G-18: Best Execution
MSRB Rule G-18, the new best-execution rule for municipal securities, [...]
9
06, 2016
Minimum Denominations for Municipal Securities
Regulators are focusing their attention on municipal securities firms that [...]