MSRB Reminders: Regulatory Exam Priorities
As part of its routine examinations, FINRA will often coordinate [...]
14
06, 2021
7
11, 2018
SEC Adopts Amendments to Rule 15c2-12 to Improve Municipal Securities Disclosure
In August 2018, the U.S. Securities and Exchange Commission (the [...]
8
06, 2017
Learn more about the Electronic Municipal Market Access (EMMA) Website
Millions of investors participate in municipal bond ownership. It pays [...]
23
05, 2017
MSRB Reminds Municipal Advisors of September Deadline to complete Series 50 Exam
As summarized below, the MSRB recently issued a reminder to [...]
18
04, 2017
T+2 Settlement Cycle for Transactions in Municipal Securities
As summarized below, the MSRB recently announced the effective date [...]
16
01, 2017
MSRB requests comment on draft amendments to MSRB Rule G-26 on Customer Account Transfers
The MSRB is requesting comment on draft amendments to MSRB [...]
20
10, 2016
MSRB Revises Content Outline for Series 50 Exam
In June 2016, the Municipal Securities Rulemaking Board (MSRB) filed [...]
17
06, 2016
MSRB Rule G-18: Best Execution
MSRB Rule G-18, the new best-execution rule for municipal securities, [...]