custody rule Archives - Master Compliance

18 06, 2021

Custody Requirements
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Custody Requirements
Registered Investment Advisers, Rules and Regulations, Rules and Regulations, SEC

Custody Requirements

By admin|2021-06-18T10:05:55-04:00June 18, 2021|Registered Investment Advisers, Rules and Regulations, Rules and Regulations, SEC|

Previously on our blog we discussed situations where advisers are [...]

11 02, 2019

Custody for Private Fund Advisers
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Custody for Private Fund Advisers
Registered Investment Advisers, Rules and Regulations, SEC

Custody for Private Fund Advisers

By admin|2019-02-11T14:40:37-05:00February 11, 2019|Registered Investment Advisers, Rules and Regulations, SEC|

If you are a private fund adviser (i.e. hedge fund [...]