Change to New York IAR Registration

By |2021-03-03T17:37:40-05:00March 3, 2021|Continuing Education, Examinations, Exempt Reporting Adviser, Filing Requirements, FINRA, Investment Advisor Representative, NASAA, Registered Investment Advisers, Registrations, Rules and Regulations, Rules and Regulations, WebCRD/IARD|

On December 1, 2020, the state of New York adopted [...]