Registering as a Capital Acquisition Broker (CAB)
A Capital Acquisition Broker (CAB) is a firm that engages [...]
15
05, 2018
10
11, 2017
Pay-to-Play: Capital Acquisition Brokers
Earlier this year, FINRA began accepting applications for firms wishing [...]
19
09, 2016
SEC Approves Rule Set for Capital Acquisition Brokers
The SEC recently approved FINRA’s proposed rule change to adopt [...]
7
06, 2016
Capital Acquisition Brokers
We have updated this post! We are leaving this post [...]