Act 22: Puerto Rico Tax Incentives
In January of 2012, Puerto Rico passed legislation making it [...]
16
06, 2021
7
06, 2021
Assessing Custody for Registered Investment Advisers
One of the most critical rules under the Investment Advisers [...]
3
06, 2021
Material Changes to Form ADV
An investment adviser must promptly update its brochure if the [...]
1
06, 2021
Electronic Storage for Investment Advisers
SEC Rule 204-2 require that firms make and keep required books [...]
28
05, 2021
Delivery of Form ADV
Determining if delivery of Form ADV is required for each [...]
26
05, 2021
Electronic Delivery for Investment Advisers
For advisers to utilize electronic delivery for regulatory documents such [...]
24
05, 2021
How to Qualify for Puerto Rico’s Act 20
Act 20, known as the “Export Services Act”, provides tax [...]
21
05, 2021
Form ADV-E
Investment advisers that have custody of client funds or securities [...]
19
05, 2021
Act 20: Puerto Rico Tax Incentives
In January of 2012, Puerto Rico passed legislation making it [...]
14
05, 2021
Form ADV Part 3 Items
Under rule 17a-14 under the Securities Exchange Act of 1934 [...]