20 01, 2021 FINRA’s Proposed Change to Rules 5122 and 5123 Gallery FINRA’s Proposed Change to Rules 5122 and 5123 Broker-Dealer, Communication, Communications, Filing Requirements, FINRA, Private Placements, Retail Communications, Rules and Regulations, SEC, Social Media, Supervision FINRA’s Proposed Change to Rules 5122 and 5123By admin|2021-01-20T13:52:43-05:00January 20, 2021|Broker-Dealer, Communication, Communications, Filing Requirements, FINRA, Private Placements, Retail Communications, Rules and Regulations, SEC, Social Media, Supervision|On October 28, 2020, FINRA filed a proposed rule change [...] Read More
