August 25, 2015

BD Consulting Services

The industry would view consulting as the act of providing advice or assistance as directed by the client. We pride ourselves to not just provide our best in class expert advice and services, but to also help clients to know what they just don’t know. Our team includes former regulators, AML officers, attorneys, auditors, chief compliance officers, supervising principals, and senior operations professionals. For over a decade, we have built our products and services around the needs of clients that have the in-house expertise as well as for those that do not.

The following is a list of common consulting services that we perform for our clients:

  • Expert Advice
  • Written Supervisory Procedures Review, Updates and Amendments
  • Financial Books and Records Review and Analysis
  • Business Continuity Plans
  • Anti-Money Laundering Plans
  • Independent Anti-Money Laundering Testing
  • Annual Compliance Meetings
  • Continuing Education Plans
  • CRD Administration
  • Supervisory System Review & Analysis
  • Compliance System Review & Analysis
  • Accounting
  • Risk Management Programs
  • Expert Witness
  • Outsourced CCO
  • CCO and Compliance Support
  • Email review
  • Best Execution Review
  • Regulatory liaison for regulatory matters